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Investment Management Update - Q3 2024

On August 28, the U.S. Securities and Exchange Commission (SEC) adopted amendments to certain registered investment companies (funds) reporting requirements. The SEC originally proposed the amendments on November 2, 2022....more

11/26/2024  /  Investment , Investment Management , Open-Ended Fund Companies (OFCs) , Registered Investment Companies (RICs) , Regulatory Agenda , Rulemaking Process , Securities Regulation , Securities Transactions , Securities Violations , Whistleblower Protection Policies
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