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Implications of the Corporate Transparency Act in the Investment Management Industry

The Corporate Transparency Act, as we have previously reported1, is a new federal law designed to combat money laundering, tax evasion, and other illicit financial activities by requiring “reporting companies” to disclose...more

SEC Adopts Amendments to Form PF

The U.S. Securities and Exchange Commission (the SEC) adopted Amendments to Form PF (the Amendments) in a three-to-two vote on May 3, 2023, over a decade after Form PF’s initial adoption. SEC Chair Gary Gensler predicted that...more

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