Morgan Lewis’s 15th annual 2020 Year in Review and a Look Forward provides a comprehensive overview and analysis of key 2020 US Securities and Exchange Commission (SEC) enforcement and examination developments, notable...more
3/12/2021
/ 10b5-1 Plans ,
Coronavirus/COVID-19 ,
Corporate Counsel ,
Disgorgement ,
Enforcement Guidance ,
Environmental Social & Governance (ESG) ,
Infectious Diseases ,
Regulation BI ,
Regulatory Agenda ,
Securities and Exchange Commission (SEC) ,
Self-Reporting ,
Settlement Agreements ,
Share Buybacks ,
Steering Committees ,
Whistleblowers ,
White Collar Crimes
Most media accounts suggest that the incoming Biden administration will usher in a more “aggressive” SEC enforcement posture, with renewed emphasis on investigating potential fraud and controls deficiencies at public...more
1/14/2021
/ Analytics ,
Coronavirus/COVID-19 ,
Corporate Governance ,
Disgorgement ,
Enforcement Actions ,
Infectious Diseases ,
Insider Trading ,
Public Disclosure ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Securities Regulation ,
Share Buybacks