Jenna Fontenot

Jenna Fontenot

DLA Piper

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Time to Reassess The Definition of a Foreign Private Issuer?

As discussed at an open meeting held on June 4, 2025, the US Securities and Exchange Commission (Commission) published a concept release (Release) soliciting comments on whether to revise the definition of “foreign private...more

6/6/2025  /  Capital Markets , Disclosure Requirements , Foreign Private Issuers , Investors , Proposed Rules , Regulatory Oversight , Regulatory Reform , Reporting Requirements , Securities and Exchange Commission (SEC) , Securities Regulation

To Control or Not to Control: SEC Issues New Guidance Impacting Schedule 13G filers

The US Securities and Exchange Commission (SEC) recently issued a new Compliance and Disclosure Interpretation, Question 103.12 (C&DI), that may significantly impact how public companies engage with their shareholders....more

3/10/2025  /  Beneficial Owner , CD&I , Corporate Governance , Disclosure Requirements , Institutional Investors , Reporting Requirements , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders
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