Jennifer O'Brien

Jennifer O'Brien

Dechert LLP

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SEC Proposes Transaction Fee Pilot for NMS Stocks

The U.S. Securities and Exchange Commission (SEC) voted unanimously on March 14, 2018 to propose Rule 610T under Regulation NMS (Proposed Rule), which would create a transaction fee pilot program for NMS stocks (i.e.,...more

4/26/2018  /  Comment Period , Electronic Filing , Equity Markets , Federal Pilot Programs , National Market System (NMS) , Proposed Rules , Securities and Exchange Commission (SEC) , Stocks , Transaction Fees
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