The Director of the U.S. Securities and Exchange Commission (SEC) Division of Investment Management has outlined concerns of the SEC Staff (Staff) with respect to the registration of funds that hold cryptocurrencies and...more
1/29/2018
/ Arbitrage ,
Bitcoin ,
Cryptocurrency ,
Currency Manipulation ,
Custody ,
Division of Investment Management ,
ETFs ,
Investment Company Act of 1940 ,
Liquidity ,
Market Manipulation ,
Registration Statement ,
Securities and Exchange Commission (SEC) ,
Valuation
The Securities and Exchange Commission (SEC) issued a release (Release) on June 12, 2015 seeking public comment on topics related to the listing and trading of exchange-traded products (ETPs) on national securities exchanges...more
6/16/2015
/ Arbitrage ,
Broker-Dealer ,
Exchange-Traded Products ,
Investors ,
Listing Standards ,
Market Pricing ,
No-Action Relief ,
Public Comment ,
Public Listing ,
Securities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act