Many private companies assume that if valid federal and state exemptions from registration are available for private company securities that there is little risk of problems with the Securities Exchange Commission (SEC). ...more
12/19/2019
/ Business Valuations ,
Corporate Governance ,
Enforcement Actions ,
ESOP ,
Fraud ,
Issuer Exemption ,
Misrepresentation ,
Privately Held Corporations ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Fraud ,
Stock Repurchases
We are often asked by our private company clients about making changes to outstanding stock options. In some cases, changes to the number of shares subject to an option are needed, or to the vesting schedule, or to the...more