On May 5, 2023, New York Attorney General Letitia James released a bill for consideration by the New York State Legislature that would implement comprehensive and far-reaching regulation of digital asset activities in the...more
5/17/2023
/ Brokers ,
Crypto Exchanges ,
Digital Assets ,
Digital Platforms ,
Disclosure Requirements ,
Financial Regulatory Agencies ,
Influencers ,
Investment Adviser ,
Listing Standards ,
Market Participants ,
NYDFS ,
Proposed Legislation ,
Proprietary Trading ,
Registration Requirement ,
Regulatory Agenda ,
State Attorneys General
As we have previously discussed, the SEC’s Fall 2022 “Reg Flex” Agenda charts the agency’s planned rulemaking through Q1 2023. Among this ambitious and wide-reaching agenda are two important final rulemakings concerning the...more
2/14/2023
/ Brokers ,
CFTC ,
Dodd-Frank ,
Major Swap Participants ,
Proposed Rules ,
SBS Entities ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Security-Based Swaps ,
Swap Dealers ,
Swaps