Jonathan Levy

Jonathan Levy

Ballard Spahr LLP

Contact
View Bio
RSS

Latest Posts › Corporate Governance

Share:

COVID-19: SEC Disclosure Obligations for Investment Companies

As discussed in our previous alerts, over the past several weeks, the Securities and Exchange Commission (the SEC) and its staff (the Staff) have provided guidance and targeted, conditional, and temporary relief to investment...more

4/17/2020  /  Coronavirus/COVID-19 , Corporate Governance , Disclosure Requirements , Investment Companies , Investment Management , Publicly-Traded Companies , Relief Measures , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Provides Regulatory Relief to Investment Companies and Investment Advisers

As discussed in our prior alert, on March 4, 2020, the Securities and Exchange Commission (SEC) Division of Investment Management extended the no-action position expressed in its 2019 no-action letter to the Independent...more

3/19/2020  /  Coronavirus/COVID-19 , Corporate Governance , Emergency Management Plans , Investment Adviser , Publicly-Traded Companies , Relief Measures , Securities and Exchange Commission (SEC) , Securities Regulation
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide