Jose Lopez

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Securities Enforcement Forum New York 2025: A New Era Looms

Senior Division of Enforcement (Division) officials from the U.S. Securities and Exchange Commission (SEC or Commission) spoke with SEC alumni, private practitioners, and other professionals at the Securities Enforcement...more

2/7/2025 / Cryptocurrency , Cybersecurity , Digital Assets , Disclosure Requirements , Enforcement Actions , Environmental Social & Governance (ESG) , Penalties , Regulatory Agenda , Securities and Exchange Commission (SEC) , Securities Regulation

2024 Ray Garrett Jr. Corporate & Securities Law Institute: SEC Officials Comment on Disclosures and Enforcement Priorities

U.S. Securities and Exchange Commission (SEC) officials, private practitioners, in-house counsel, and others in the corporate and securities industry gathered in Chicago on September 26 and 27, 2024, for the Annual Ray...more

10/7/2024 / Artificial Intelligence , Cybersecurity , Disclosure Requirements , Enforcement Actions , Privacy Laws , Securities and Exchange Commission (SEC) , Securities Litigation

The SEC Speaks in 2022: Five Key Takeaways

At the Practicing Law Institute’s annual SEC Speaks conference, U.S. Securities and Exchange Commission (SEC) leadership highlighted the agency’s current enforcement priorities and previewed its agenda for the year to come...more

9/14/2022 / Cryptoassets , Cybersecurity , Disclosure Requirements , Enforcement , Environmental Social & Governance (ESG) , Risk Management , Securities and Exchange Commission (SEC)

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