Joseph Goldman

Joseph Goldman

Troutman Pepper Locke

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SEC Adopts Modernized Framework for Open-End Fund Shareholder Reports and Disclosures

On October 26, the U.S. Securities and Exchange Commission (SEC) adopted amendments to the existing disclosure framework for open-end funds (e.g., mutual funds and exchange-traded funds) intended to represent a comprehensive...more

10/31/2022  /  Amended Rules , Board of Directors , Final Rules , Proposed Rules , Reporting Requirements , Securities and Exchange Commission (SEC) , Shareholders
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