Joseph Toner

Joseph Toner

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CFTC Announces Examination Priorities for 2019

On February 12, 2019, the Commodity Futures Trading Commission (CFTC or Commission) published for the first time its examination priorities for the coming year. The release of the priorities will provide legal and compliance...more

3/1/2019  /  CFTC , Designated Contract Markets (DCMs) , DMO , DSIO , Examination Priorities , Futures Commission Merchants (FCMs) , SEFs , Swap Dealers
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