Josh Mahoney

Josh Mahoney

Faegre Drinker Biddle & Reath LLP

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SEC Settles Enforcement Action against Private Equity Firm for Beneficial Ownership Reporting Violations

On September 17, 2020, the SEC announced the imposition of a cease-and-desist order against private equity firm Welsh, Carson, Anderson & Stowe (Welsh Carson), an SEC-registered investment manager, in connection with alleged...more

10/9/2020  /  Cease and Desist Orders , Enforcement Actions , Investment , Investment Adviser , Private Equity , Reporting Requirements , Schedule 13D , Securities and Exchange Commission (SEC) , Securities Exchange Act , Securities Violations
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