On March 11, 2020, the U.S. Securities and Exchange Commission adopted new Rule 498A under the Securities Act of 1933, as amended, and related form and rule amendments. The new rule and amendments are intended to modernize...more
The Securities and Exchange Commission (SEC) recently issued an order (Order) permitting registered open-end funds (other than money market funds) (Open-End Funds) and insurance company separate accounts registered as unit...more
On December 18, 2019, the Securities and Exchange Commission (SEC) voted to propose amendments to the definition of “accredited investor” in Rule 501(a) of Regulation D (Reg D) under the Securities Act of 1933 (Securities...more
1/2/2020
/ Accredited Investors ,
Comment Period ,
Financial Regulatory Reform ,
Investment Management ,
Proposed Amendments ,
Public Comment ,
Qualified Institutional Buyers ,
Regulation D ,
Rule 144A ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation