JR Lanis

JR Lanis

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SEC No-Action Letter Streamlines Verification Steps for Rule 506(c) Offerings with Sufficiently Large Minimum Investments

On March 12, the Staff of the SEC issued interpretive guidance in a no-action letter (the No-Action Letter) agreeing with an interpretation of Rule 506(c) proposed by a major international law firm (the Request Letter). ...more

3/28/2025  /  Accredited Investors , New Guidance , No-Action Letters , Regulatory Requirements , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation

Preparing for the 2025 Proxy and Annual Reporting Season: Key Issues and Considerations

For the 2025 proxy and annual reporting season, there are a number of key issues to consider and keep an eye on for further developments as preparations commence. This alert provides an overview of these issues and updates in...more

1/10/2025  /  Corporate Governance , Cybersecurity , Disclosure Requirements , Environmental Social & Governance (ESG) , Executive Compensation , Insider Trading , Proxy Voting , Risk Factors , Securities and Exchange Commission (SEC) , Securities Regulation
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