JR Lanis

BakerHostetler

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Latest Posts › Rule 506(c)

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SEC No-Action Letter Streamlines Verification Steps for Rule 506(c) Offerings with Sufficiently Large Minimum Investments

On March 12, the Staff of the SEC issued interpretive guidance in a no-action letter (the No-Action Letter) agreeing with an interpretation of Rule 506(c) proposed by a major international law firm (the Request Letter). ...more

3/28/2025 / Accredited Investors , New Guidance , No-Action Letters , Regulatory Requirements , Rule 506(c) , Securities and Exchange Commission (SEC) , Securities Regulation

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JR Lanis

BakerHostetler

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Latest Posts › Rule 506(c)

SEC No-Action Letter Streamlines Verification Steps for Rule 506(c) Offerings with Sufficiently Large Minimum Investments

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