On October 11, 2016, the U.S. Commodity Futures Trading Commission (“CFTC”) issued proposed rules to address certain issues related to the cross-border application of Title VII of the Dodd-Frank Wall Street Reform and...more
On July 13 2016, the US Securities and Exchange Commission (SEC) adopted amendments and guidance (Final Rules and Guidance) related to its rules on the regulatory reporting and public dissemination of security-based swaps...more
On May 24, 2016, the Commodity Futures Trading Commission (“CFTC”) in a much anticipated action approved the issuance of final rules (“Final Rules”) regarding the cross-border application of its uncleared swaps margin...more
6/8/2016
/ Basel Committee on Banking Supervision (BCBS) ,
CFTC ,
Commodities ,
Covered Swap Entities (CSE) ,
Cross-Border ,
Cross-Border Transactions ,
Federal Register ,
Final Rules ,
Financial Statements ,
Foreign Subsidiaries ,
Guaranty Claims ,
IOSCO ,
Margin Requirements ,
Prudential Regulation Authority (PRA) ,
Swap Dealers ,
Swaps ,
U.S. Person
Recently, the SEC issued final rules addressing, among other things, the applicability of the security-based swap dealer (“SBSD”) and major security-based swap participant (“MSBSP”) definitions to cross-border security-based...more