Keith Ranta

Keith Ranta

DLA Piper

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To Control or Not to Control: SEC Issues New Guidance Impacting Schedule 13G filers

The US Securities and Exchange Commission (SEC) recently issued a new Compliance and Disclosure Interpretation, Question 103.12 (C&DI), that may significantly impact how public companies engage with their shareholders....more

3/10/2025  /  Beneficial Owner , CD&I , Corporate Governance , Disclosure Requirements , Institutional Investors , Reporting Requirements , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Regulation , Shareholders
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