Kelly Duffner

Kelly Duffner

Ballard Spahr LLP

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SEC Modernizes Beneficial Ownership Reporting Rules

Summary - On October 10, 2023, the Securities and Exchange Commission (SEC) adopted amendments to the rules governing beneficial ownership reporting under Sections 13(d) and 13(g) of the Securities Exchange Act of 1934...more

10/27/2023  /  Anti-Corruption , Beneficial Owner , Disclosure Requirements , Filing Deadlines , Reporting Requirements , Schedule 13D , Schedule 13G , Securities and Exchange Commission (SEC) , Securities Exchange Act of 1934 , Securities Regulation
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