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Latest Posts › Securities and Exchange Commission (SEC)

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DOJ Criminal Division Launches Corporate Whistleblower Awards Pilot Program

The US Department of Justice’s (DOJ) Criminal Division on August 1 announced the details of its much-anticipated Corporate Whistleblower Awards Pilot Program. This three-year initiative aims to incentivize individuals to...more

8/5/2024 / Corporate Crimes , Corporate Misconduct , Criminal Prosecution , Department of Justice (DOJ) , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblowers

US Supreme Court: Five-Year Statute of Limitations Applies to SEC Disgorgement

The Court’s opinion resolves a circuit split concerning the reach of disgorgement orders....more

6/7/2017 / Disgorgement , Enforcement Actions , Foreign Corrupt Practices Act (FCPA) , Kokesh v SEC , Misappropriation , SCOTUS , Securities and Exchange Commission (SEC) , Statute of Limitations

SEC Policy Change: Voluntary Disclosure Now Required for DPA/NPA Resolutions in FCPA Cases

New SEC policy requires companies to self-report FCPA violations in order to be eligible for deferred prosecution agreements and non-prosecution agreements....more

12/7/2015 / Deferred Prosecution Agreements , Foreign Corrupt Practices Act (FCPA) , Non-Prosecution Agreements , Securities and Exchange Commission (SEC) , Self-Reporting , Voluntary Disclosure

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