On the heels of other guidance issued by the US Securities Exchange Commission’s (SEC) Division of Corporation Finance (Division), the Division released a statement (Statement) on 10 April 2025 addressing its views about,...more
After much anticipation, the U.S. Securities and Exchange Commission (SEC) proposed significant, and potentially burdensome, disclosure and reporting requirements (the Proposed Amendments) for registered funds that use...more
6/22/2022
/ Asset Management ,
Disclosure Requirements ,
Environmental Social & Governance (ESG) ,
ETFs ,
Greenhouse Gas Emissions ,
Investment Funds ,
Investors ,
Proposed Amendments ,
Registered Funds ,
Reporting Requirements ,
Securities and Exchange Commission (SEC)
In a Risk Alert issued on 26 April 2022 (the Risk Alert), the staff of the Division of Examinations (the Staff) of the Securities and Exchange Commission (SEC) described notable deficiencies relating to investment advisers’...more