Kimberley Anderson

Kimberley Anderson

Dorsey & Whitney LLP

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SEC Proposes New Amendments to Rule 10b5-1 Trading Plans and Disclosures

On December 15, 2021, the SEC proposed amendments to Rule 10b5-1, a rule that provides a safe-harbor from liability from the “insider trading” prohibitions under Section 10(b) of the Securities Exchange Act and Rule...more

12/22/2021  /  10b5-1 Plans , Comment Period , Disclosure Requirements , Insider Trading , Material Nonpublic Information , Proposed Amendments , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation , Securities Transactions
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