On August 28, 2018, the Division of Swap Dealer and Intermediary Oversight (DSIO) of the Commodity Futures Trading Commission (CFTC) released a staff no-action letter allowing an anonymous individual financial institution...more
8/31/2018
/ CFTC ,
Derivatives ,
Dodd-Frank ,
Enforcement Actions ,
IDIs ,
No-Action Letters ,
No-Action Relief ,
Registration Requirement ,
Regulatory Oversight ,
Regulatory Requirements ,
Swap Dealers ,
Swaps