Laura Richman

Laura Richman

Mayer Brown

Contact
View Bio
RSS

Latest Posts › Institutional Shareholder Services (ISS)

Share:

SEC Revisiting Applicability of Proxy Rules to Proxy Voting Advice by Advisory Firms

The US Securities and Exchange Commission (SEC) is actively reconsidering its position on the applicability of its proxy rules to proxy voting advice. Background - In July 2020, the SEC adopted amendments to its proxy...more

6/3/2021  /  Corporate Governance , Disclosure Requirements , Glass Lewis , Institutional Shareholder Services (ISS) , Proxy Advisors , Proxy Season , Proxy Solicitations , Proxy Voting Guidelines , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

SEC Provides Guidance Relating to the Proxy Voting Process: First Analysis

In this Lexis Practice Advisor Practice Note, we discuss two releases published by the Securities and Exchange Commission (SEC) on August 21, 2019. One release contains interpretation and guidance regarding the applicability...more

11/22/2019  /  Corporate Governance , Institutional Shareholder Services (ISS) , Investment Adviser , Proxy Season , Proxy Voting , Proxy Voting Guidelines , Publicly-Traded Companies , Regulatory Oversight , Regulatory Requirements , Rule 14a-8
2 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide