Despite the summer doldrums, cartel enforcers around the world had several notable enforcement actions and, perhaps more importantly, signaled a busy fall and winter. In the United States, the Department of Justice’s...more
11/1/2024
/ Algorithms ,
Antitrust Division ,
Bid Rigging ,
Cartels ,
Competition ,
Corporate Counsel ,
Dawn Raids ,
Department of Justice (DOJ) ,
EU ,
Healthcare ,
Italy ,
Mexican Economic Competition Commission (Cofece) ,
Pharmaceutical Industry ,
Philippines ,
Popular ,
Price-Fixing ,
Procurement Collusion Strike Force ,
Singapore ,
Wage-Fixing
Each month, we publish a roundup of the most important SEC enforcement developments for busy in-house lawyers and compliance professionals. This month, we examine:
•Judge Paul Engelmayer’s decision on defendants’ motion to...more
8/22/2024
/ Broker-Dealer ,
Corporate Counsel ,
Cryptocurrency ,
Decentralized Finance (DeFi) ,
Enforcement Actions ,
Financial Industry Regulatory Authority (FINRA) ,
Hedge Funds ,
Illegal Trading ,
Investment Adviser ,
Investment Firms ,
Online Platforms ,
SEC v Jarkesy ,
Securities and Exchange Commission (SEC) ,
SolarWinds
While it rarely rules on questions of preemption, the Ninth Circuit took an even rarer step on July 1, 2024 when it took up the question of whether private parties can seek to enforce the provisions of California’s Sherman...more