Marc Bauer

Orrick, Herrington & Sutcliffe LLP

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Latest Posts › Securities and Exchange Commission (SEC)

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SEC to Charter Schools: Use Registered Municipal Advisors

The SEC is reminding charter schools to seek advice on municipal securities only from registered municipal advisors. A bulletin from the SEC’s Office of Municipal Securities and Division of Enforcement’s Public Finance Abuse...more

11/15/2024 / Borrowers , Charter Schools , Municipal Securities Issuers , Securities and Exchange Commission (SEC)

The SEC's Proposed New Climate-Related Disclosure Requirements for Public Companies: What Do They Mean for Municipal Issuers and...

In March 2022, the U.S. Securities and Exchange Commission (“SEC”) released proposed rules that would require public companies to include certain climate-related disclosures in their registration statements and periodic...more

6/9/2022 / Climate Change , Disclosure Requirements , Environmental Social & Governance (ESG) , Investment Company Act of 1940 , Municipal Securities Issuers , Municipal Securities Market , Proposed Amendments , Proposed Rules , Public Finance , Securities and Exchange Commission (SEC)

Public Charter Schools: Borrowing With Tax-Exempt Bonds (Third Edition)

The main purpose of this booklet is to provide public charter schools and their stakeholders relevant information about the benefits of tax-exempt financing. ...more

1/10/2019 / Charter Schools , Enforcement Authority , Investment , Public Finance , Public Schools , Securities and Exchange Commission (SEC) , Tax-Exempt Bonds

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