In a direct listing, a company's outstanding shares are listed on a stock exchange without a primary or secondary underwritten offering. Existing security holders become free to sell shares on the stock exchange at...more
11/5/2019
/ Corporate Governance ,
Direct Listing ,
Initial Public Offering (IPO) ,
Listing Rules ,
Publicly-Traded Companies ,
Rule 144A ,
Securities Act of 1933 ,
Securities Exchange Act ,
Shareholders ,
Slack ,
Spotify ,
Stock Exchange
Spotify Technology S.A. went public on April 3, 2018 through a direct listing of its shares on the New York Stock Exchange.
Key Points:
..A direct listing is an innovative structure that provides companies with an...more
6/22/2018
/ Direct Listing ,
Early Stage Companies ,
Entrepreneurs ,
Financial Statements ,
Initial Public Offering (IPO) ,
Listing Rules ,
Music Industry ,
Music Streaming ,
Prospectus ,
Regulation M ,
Rule 144 ,
Securities and Exchange Commission (SEC) ,
Spotify
This is our initial public offering guide. It will help you decide whether an IPO is the right move for your company and, if so, help you make sure your IPO goes off as quickly and as smoothly as possible, without any...more
12/11/2015
/ Corporate Counsel ,
Emerging Growth Companies ,
Financial Industry Regulatory Authority (FINRA) ,
Financial Statements ,
Initial Public Offering (IPO) ,
Internal Controls ,
JOBS Act ,
Publicly-Traded Companies ,
Safe Harbors ,
Sarbanes-Oxley ,
Securities Act of 1933 ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Fraud ,
Young Lawyers