On July 31, the Solicitor General filed a petition for a writ of certiorari in United States v. Newman, 773 F.3d 438 (2d Cir. 2014), asking the United States Supreme Court to address the standard for insider trading in a...more
8/4/2015
/ Breach of Duty ,
Department of Justice (DOJ) ,
Fiduciary Duty ,
Financial Markets ,
Insider Trading ,
Investment Adviser ,
Material Nonpublic Information ,
Petition for Writ of Certiorari ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Solicitor General ,
Tippees ,
US v Newman
Today, the Solicitor General filed a petition for a writ of certiorari in United States v. Newman, 773 F.3d 438 (2d Cir. 2014), asking the United States Supreme Court to address the standard for insider trading in a...more
7/31/2015
/ Breach of Duty ,
Fiduciary Duty ,
Insider Trading ,
Investment Adviser ,
Personal Benefit ,
Petition for Writ of Certiorari ,
Publicly-Traded Companies ,
Securities and Exchange Commission (SEC) ,
Solicitor General ,
Standard of Review ,
Tippees ,
US v Newman