Federal regulatory agencies, such as the Securities and Exchange Commission (“SEC”), the Commodity Futures Trading Commission (“CFTC”), and the Federal Energy Regulatory Commission (“FERC”), have the authority to impose...more
1/5/2017
/ CFTC ,
Civil Monetary Penalty ,
Commodity Exchange Act (CEA) ,
Corporate Counsel ,
Disgorgement ,
Energy Sector ,
Enforcement Actions ,
Federal Power Act ,
FERC ,
Financial Markets ,
Natural Gas Act ,
Remedies ,
SCOTUS ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Statute of Limitations
On May 10, 2016, the Commodity Futures Trading Commission (“CFTC”) proposed an amendment (“Proposed Amendment”) to an order it issued on March 28, 2013 (“RTO-ISO Order”), exempting certain electric energy transactions from a...more
5/13/2016
/ CFTC ,
Commodities ,
Commodity Exchange Act (CEA) ,
Electricity ,
Energy Sector ,
FERC ,
Financial Markets ,
Fraud-on-the-Market ,
Market Manipulation ,
Proposed Amendments ,
Wholesale