Martin McSherry

Herbert Smith Freehills Kramer

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SEC Issues $3 Million Penalty Against Blackbaud for Misleading Cybersecurity Incident Disclosures

On March 9, software company Blackbaud agreed to pay $3 million to the SEC as a result of alleged misleading disclosures arising out of a 2020 data breach that involved customer bank account information and Social Security...more

3/17/2023 / Corporate Governance , Cybersecurity , Disclosure Requirements , Popular , Publicly-Traded Companies , Securities and Exchange Commission (SEC) , Securities Regulation

Corporate Governance: 2022 Year-End Review

Since Kramer Levin issued its Corporate Governance: 2022 Midyear Review, a wave of enforcement actions by the Department of Justice (DOJ) and Securities and Exchange Commission (SEC) has underscored the continued importance...more

1/4/2023 / Anti-Money Laundering , Corporate Counsel , Corporate Governance , Disclosure Requirements , Environmental Social & Governance (ESG) , Popular , Private Equity Firms , Publicly-Traded Companies , Regulation FD , Securities and Exchange Commission (SEC)

SEC Proposes Comprehensive Cybersecurity Reporting Rules for Public Companies

On March 9, the SEC, by a 3-1 vote, proposed new rules in its most far-reaching effort to enhance and standardize disclosures regarding cybersecurity risk management, strategy, governance and incident reporting by public...more

3/18/2022 / Comment Period , Cyber Incident Reporting , Cybersecurity , Disclosure Requirements , Proposed Rules , Public Comment , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

The SEC’s Continued Focus on Cybersecurity Enforcement

On June 14, the Securities and Exchange Commission (SEC) announced a $490,000 settlement with the real estate services provider First American Financial Corporation (First American) for violations of disclosure controls and...more

7/8/2021 / Cybersecurity , Data Breach , Disclosure Requirements , Enforcement Actions , Insider Trading , Popular , Publicly-Traded Companies , Securities and Exchange Commission (SEC)

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