Maxwell Kraus

Maxwell Kraus

Herbert Smith Freehills Kramer

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SEC Proposes New Rules Aimed at Increasing Short Sale Transparency

On Feb. 25, 2022, the Securities and Exchange Commission (SEC) proposed several new rules with the goal of increasing transparency around short selling. Rule 13f-2 would require institutional investment managers (Managers)...more

3/7/2022  /  Broker-Dealer , Comment Period , Consolidated Audit Trail , Dodd-Frank , Institutional Investors , Proposed Rules , Securities and Exchange Commission (SEC) , Securities Regulation , Short Sales , Transparency
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