Meredith Haviland

Meredith Haviland

Foley Hoag LLP

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SEC Releases 2013 Examination Priorities

On February 21, 2013, the US Securities and Exchange Commission (the “SEC”) released its examination priorities for 2013. The priorities were published by National Examination Program (“NEP”), a program administered through...more

3/1/2013  /  Broker-Dealer , Investment Adviser , NEP , Pay-To-Play , Prioritized Examination , Securities and Exchange Commission (SEC)
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