As discussed in our December 15, 2023 client alert, the SEC has waged an aggressive effort to enforce alleged violations of the whistleblower protection rule. On September 9, 2024, the SEC announced settled charges resulting...more
9/16/2024
/ Cease and Desist Orders ,
Civil Monetary Penalty ,
Contract Terms ,
Corporate Counsel ,
Employment Contract ,
Enforcement Actions ,
Popular ,
Privately Held Corporations ,
Publicly-Traded Companies ,
Rule 21F-17 ,
Securities and Exchange Commission (SEC) ,
Securities Violations ,
Separation Agreement ,
Whistleblower Protection Policies ,
Whistleblowers
Over the past several months, the U.S. Securities and Exchange Commission (“SEC”) has concluded several aggressive enforcement actions related to supposed violations of Rule 21F-17 under the Securities Exchange Act of 1934,...more