Michael Andresino

Michael Andresino

ArentFox Schiff

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Latest Posts › Regulatory Oversight

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Beyond Robinhood: SEC Oversight in the FinTech Industry

With SEC claims on the rise and the recent Whistleblower amendments, FinTech businesses will be well-served by reviewing their compliance operations and consulting with counsel as needed to mitigate avoidable risk. Is...more

3/15/2021  /  Deferred Prosecution Agreements , Department of Justice (DOJ) , FinTech , Non-Prosecution Agreements , Regulatory Oversight , Risk Mitigation , Securities and Exchange Commission (SEC) , Whistleblower Awards , Whistleblowers
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