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Securities Enforcement Roundup – August 2024

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from August 2024. In August 2024: The SEC announced its latest round of “off-channel...more

SEC Continues Focus on Executive Perquisites in Recent Action, Rewards Company’s Cooperation

A recent US Securities and Exchange Commission enforcement action demonstrates the Commission’s continued focus on executive perquisites and how cooperation with investigations may result in reduced—or no—civil monetary...more

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