Michael Hacker

Michael Hacker

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Securities Enforcement Roundup – October 2024

In this issue of our monthly Securities Enforcement Roundup, we highlight top securities enforcement developments and cases from October 2024. In October 2024: As discussed in a recent LawFlash, the US Securities and...more

11/13/2024  /  Broker-Dealer , Cryptoassets , Cybersecurity , Foreign Corrupt Practices Act (FCPA) , Investment Adviser , SEC Examination Priorities , Securities and Exchange Commission (SEC)
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