Michael Hardin

Michael Hardin

Herbert Smith Freehills Kramer

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Second Circuit Declines to Strike Down No-Deny Provision of Executive’s SEC Consent Agreement

On Sept. 27, 2021, the U.S. Court of Appeals for the Second Circuit rejected the most recent legal challenge to the Securities and Exchange Commission’s (SEC) practice of using “no-deny” consent agreements to resolve civil...more

10/6/2021  /  Consent Agreements , Due Process , Enforcement Actions , First Amendment , Jurisdiction , Neither Admit Nor Deny Settlements , Securities and Exchange Commission (SEC) , Standing
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