Michael MacRae Robinson

Michael MacRae Robinson

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Massachusetts Adopts Amendments to its Fiduciary Rule Part II The Massachusetts Fiduciary Rule and Reg BI

On February 21, 2020, the Massachusetts Securities Division (the “MSD”) announced the finalization of its fiduciary rule. Part I summarized the evolution of Massachusetts Fiduciary Rule (“Fiduciary Rule”) and the...more

3/2/2020  /  Disclosure Requirements , Duty of Care , Duty of Loyalty , Fiduciary Duty , Fiduciary Rule , Financial Industry Regulatory Authority (FINRA) , NASAA , Regulation Best Interest

Massachusetts Finalizes its Fiduciary Rule Part I

On February 21, 2020, the Massachusetts Securities Division (the “Securities Division”) announced the finalization of its Fiduciary Rule. This Part I summarizes the evolution of the Massachusetts Fiduciary Rule and the...more

2/24/2020  /  Broker-Dealer , Fiduciary Duty , Fiduciary Rule , Investment Adviser , Regulation Best Interest , Securities and Exchange Commission (SEC)
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