Michael Pastore

Michael Pastore

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The SJC Shocks Financial Services Industry by Taking Victory Away from Robinhood and Giving it to the Secretary of State

In a widely anticipated decision, the Massachusetts Supreme Judicial Court unanimously upheld the Massachusetts Fiduciary Duty Rule, which imposes a fiduciary duty standard on Massachusetts broker-dealers. The high Court’s...more

8/30/2023  /  Broker-Dealer , Business Model , Enforcement , Fiduciary Duty , Fiduciary Rule , MA Supreme Judicial Court , Regulation Best Interest , Robinhood Financial , Securities and Exchange Commission (SEC)
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