Michael T. Jones

Michael T. Jones

Goodwin

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SEC Chairman’s Comments Signal Likely Changes to Rule 10b5-1 Trading Plans

Rule 10b5-1 trading plans have faced increased scrutiny since the onset of the COVID-19 pandemic and the corresponding public focus on stock sales by executives of public life sciences companies. On June 7, 2021, SEC Chairman...more

6/9/2021  /  10b5-1 Plans , Corporate Executives , Disclosure Requirements , Insider Trading , Publicly-Traded Companies , Securities and Exchange Commission (SEC)
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