The SEC Staff has expanded the ability of issuers to make confidential submission of draft registration statements and clarified the procedures for making confidential submissions. This new policy takes effect immediately....more
3/5/2025
/ Capital Formation ,
Corporate Issuers ,
Disclosure Requirements ,
Policy Statement ,
Publicly-Traded Companies ,
Registration Statement ,
Reporting Requirements ,
Securities and Exchange Commission (SEC) ,
Securities Exchange Act ,
Securities Regulation ,
Special Purpose Acquisition Companies (SPACs)
The most frequently asked question at all-hands meetings for a securities offering is “What financial statements will be needed?” The question seems simple enough. But the answer is rarely straightforward.
This User’s...more
1/15/2025
/ Corporate Governance ,
Disclosure Requirements ,
Emerging Growth Companies ,
Financial Reporting ,
Financial Statements ,
Foreign Corporations ,
Form 8-K ,
GAAP ,
Initial Public Offering (IPO) ,
Non-GAAP Financial Measures ,
Non-US Entities ,
Public Offerings ,
Reporting Requirements ,
Rule 144A ,
Securities and Exchange Commission (SEC) ,
Securities Regulation