Upon publication of the proposed rule in the Federal Register, stakeholders will have a 30- day period in which to comment.
On January 26, 2022, the Securities and Exchange Commission (SEC) published a proposed rule that,...more
Summary of private equity firms’ compliance obligations, discussion of notable developments in 2017, and outlook for 2018.
US federal laws and regulations, as well as the rules of self-regulatory organizations (SROs),...more
The proposal would place restrictions on certain investment funds to limit their use of derivatives and require certain risk management procedures.
On December 11, 2015, the US Securities and Exchange Commission (SEC)...more