Nathan Lamb

Nathan Lamb

UB Greensfelder LLP

Contact
View Bio
RSS

Latest Posts › Securities and Exchange Commission (SEC)

Share:

The SEC’s Krackdown On Staking-As-A-Service

Over the years, this blog has not shied away from calling out FINRA or the SEC for regulating via enforcement actions rather than providing formal guidance. Well, the SEC did it again last Thursday with a complaint filed...more

2/14/2023  /  Blockchain , Broker-Dealer , Cryptocurrency , Enforcement Actions , Financial Industry Regulatory Authority (FINRA) , Investment Adviser , Securities and Exchange Commission (SEC) , Settlement , Token Sales
1 Results
 / 
View per page
Page: of 1

"My best business intelligence, in one easy email…"

Your first step to building a free, personalized, morning email brief covering pertinent authors and topics on JD Supra:
Sign up Log in
*By using the service, you signify your acceptance of JD Supra's Privacy Policy.
- hide
- hide