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Herbert Smith Freehills Kramer

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SEC Adopts New Conditions and Disclosures Regarding 10b5-1 Plans

On Dec. 14, 2022, the Securities and Exchange Commission (SEC) adopted amendments to Rule 10b5-1, generally in the form issued for comment in January 2022 (replacing the version initially published on Dec. 15, 2021), which we...more

12/19/2022  /  10b5-1 Plans , Affirmative Defenses , Beneficial Owner , Defense Strategies , Disclosure Requirements , New Rules , Securities and Exchange Commission (SEC) , Securities Regulation

SEC Proposes Changes to Share Repurchase Disclosure Rules and 10b5-1 Plans

The Securities and Exchange Commission (SEC) has issued for comment two separate but related proposed rule amendments regarding share repurchases and 10b5-1 Plans. The comment period will remain open for 45 days after...more

12/22/2021  /  10b5-1 Plans , Comment Period , Corporate Governance , Financial Statements , Foreign Private Issuers , Proposed Rules , Publicly-Traded Companies , Regulation S-K , Securities and Exchange Commission (SEC) , Stock Repurchases
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