Nicholas Horner

Nicholas Horner

Shumaker, Loop & Kendrick, LLP

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Client Alert: SEC Provides New Guidance Regarding Accredited Investor Verification in Rule 506© Offerings

Under Rule 506(c) of Regulation D of the Securities Act of 1933, as amended (the “Securities Act”), general solicitation of prospective purchasers is permitted if the issuer takes reasonable steps to verify the purchasers’...more

5/1/2025  /  Accredited Investors , Investment , Investors , New Guidance , New Regulations , Regulation D , Rule 506(c) , Securities Act of 1933 , Securities and Exchange Commission (SEC) , Securities Regulation
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