Nick Griepsma

Nick Griepsma

Paul Hastings LLP

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SEC Division of Examinations: 2025 Examination Priorities

Last week, the Securities and Exchange Commission’s Division of Examinations (the “Division”) released its 2025 examination priorities, an annual publication by the Division designed to make the public aware of issues, areas,...more

11/11/2024  /  Broker-Dealer , Fiduciary Duty , Investment Adviser , Investment Advisers Act of 1940 , Investment Company Act of 1940 , Private Funds , Registered Investment Advisors , SEC Examination Priorities , Securities and Exchange Commission (SEC)
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