WHY CLOSED-END FUNDS, ALTERNATIVE STRATEGY FUNDS, AND BDCS?
- Many advisers recommend alternative assets or alternative strategies and structures as part of an investor’s diversified investment portfolio
- For...more
SEC Proposes Reforms for Registration Process of Closed-End Funds and Business Development Companies -
On March 20, 2019, the Securities and Exchange Commission (“SEC”) proposed several rules (the “Proposed Rules”) that...more
I. EXECUTIVE SUMMARY -
On February 19, 2019, the SEC proposed Rule 163B (the “Proposed Rule”) and amendments to certain related rules under the Securities Act of 1933, as amended (the “1933 Act”), that would enable all...more