Parker Feldman

Parker Feldman

Jones Day

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CFTC Staff Advisory Warns That SEF Prime Brokerage Arrangements Might Require DCO Registration

This advisory is the latest Commodity Futures Trading Commission ("Commission" or "CFTC") staff action conveying a Commission or staff view that CFTC registrants conducting business in nontraditional ways may need to register...more

6/13/2023  /  CFTC , Commodities , Derivatives Clearing Organizations , Investment Adviser , SEFs , Swaps
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