The Commodity Futures Trading Commission ("CFTC") recently proposed new and modified conflicts of interest, fitness, and governance regulations for swap execution facilities ("SEFs") and designated contract markets ("DCMs")....more
3/11/2024
/ CFTC ,
Commodity Futures Modernization Act of 2000 (CFMA) ,
Corporate Governance ,
Derivatives ,
Designated Contract Markets (DCMs) ,
Dodd-Frank ,
Financial Markets ,
Proposed Rules ,
Regulatory Requirements ,
Swap Execution Facilities ,
Swaps
The Securities and Exchange Commission ("SEC") has adopted new rules that expand antifraud and anti-manipulation measures for security-based swaps ("SBS")....more