Patrick Lucke

Patrick Lucke

Faegre Drinker Biddle & Reath LLP

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SEC Raises ‘Qualified Client' Net Worth Threshold from $2 Million to $2.1 Million

Rule 205-3 under the Investment Advisers Act of 1940 permits investment advisers to charge performance- based compensation (including performance and incentive fees by private funds) only to “qualified clients.” On June 14,...more

6/30/2016  /  Investment Adviser , Investment Advisers Act of 1940 , Investment Management , Qualified Client , Securities and Exchange Commission (SEC)
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